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Chief Compliance Officer - Management Company (M/F)

CDITemps plein

A propos de l'entreprise

Do recruitment advisors - Luxembourg

DO Recruitment Advisors is a recruitment agency specialized in the Luxembourg job market. We assist candidates in their search for current vacancies and provide clients with high qualitative recruitment services.

Description du poste

Client acceptance and on-boarding process,
Ensure compliance of the company with applicable regulations,
Ensure compliance of the existing policies and procedures, monitoring and interpretation of regulatory requirements, implementation and analysis of regulatory changes, drafting and/or reviewing of policies, procedures,
Manage the clients complaints,
Act as AML/CFT Compliance Officer
Provide compliance advisory support to the Manco, monitoring and follow- up on compliance findings, cooperation with internal audit, compliance reports to the Boards and Management Committee,
Oversee the activities which have been delegated to external parties (i.e. Registrar and Transfer Agents activities),
Maintain the Compliance Monitoring program,
Manage the relationship with the CSSF, lawyers, auditors…

Compétences requises du profil

University degree in Legal, Business or Finance,
A minimum of 6 years of working experience in compliance in the financial sector, preferably in Asset Management,
Good knowledge of financial instruments and investment funds
You are fluent in English, both written and verbal, French and/or Spanish will be considered as an strong advantage;
Good command of MS Office (Word, Excel, PowerPoint).
You are able to work under pressure and to respect deadlines;
You have effective strong written and oral communication skills;
You are proactive, open-minded, rigorous, responsible and a fast learner with a dynamic personality;
You have an inquisitive mind and analytical skills;
High commitment, motivation and willingness to take on responsibility;
Ability to work in autonomy while displaying team spirit;

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Chief Compliance Officer - Management Company (M/F)

Do recruitment advisors - Luxembourg

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